Placing talent that makes a difference

Responsibilities: Completing and Updating Form U4 registration filings. Initiate and complete custodian access and rep code set up. Monitor and track renewals for Advisors. Oversee compliance in regard to personal trading, gifts & entertainmen...

   Essential Responsibilities:   Conduct due diligence reviews and prepare reports on High risk customers to mitigate BSA/AML risk Analyze risks associated with complex ownership structure, evaluating variables such as source of funds, anticip...

Essential Duties   Develop audit programs and guides Perform and document key processes, risks and controls Prepare complete audit documentation Compile and analyze audit issues Prepare audit reports Complete all assignments within timeline...

Essential Duties   Assist auditors in developing audit programs and guides Perform and document key processes, risks and controls Prepare complete audit documentation that is free of grammatical errors Compile and analyze audit issues Prepar...

Responsibilities: Manage and review regulatory filings (SEC, international, regional licensing and registrations) Oversee employee trading and related activities to ensure compliance with firm policies Manage internal and external audits and re...

We are partnered with a Leading Global Insurance and Investment firm that is seeking to add a Senior Reinsurance Accountant to join the growing NY team. This Role is onsite 4-5 days a week in near Midtown. Responsibilities: Manage the preparati...

What you'll do: The Enterprise and Operational Risk Management Group (ERM/ORM) is the second line of defense function responsible for leading the strategy and execution of the Bank’s Enterprise and Operational Risk Management Framework. The ORM tea...

A community banking partner of ours is looking to add a CRA Officer to their growing team. The CRA Officer’s primary function is helping to meet identified community credit opportunities, maintaining records of the Bank’s community development progr...

Our client is a global publicly traded bank with over 100 locations worldwide.  Currently, they are looking for a Director of Accounting to join their Accounting & Finance team.  This role is onsite 5 days a week in their Pasadena office.  Respon...

We are currently partnering with a leading global law firm operating in over 30 countries all over the world and looking for a Working Capital Controller to help partners manage their practices by providing matter management and pricing support.   ...