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Compliance Control Room Senior Associate
Governance
Fort Worth, United States
135,000 USD
6 Mar 2025
Job Description
Senior Compliance Associate - Fort Worth, Texas - $120,000 - $135,000 plus bonus
Hybrid-working
Are you an experienced compliance professional looking to take the next step in your career? We are working with a leading global financial services firm seeking a Senior Compliance Associate to join their team in Fort Worth. This is a control room hire and will be a unique opportunity to be part of an internationally recognized organization with a diverse portfolio.
What You’ll Do:
What We’re Looking For:
Benefits & Perks:
Next Steps?
If you're interested in this opportunity, reach out to Gretchen Keller at g.keller@hamlynwilliams.com to apply or learn more!
Hybrid-working
Are you an experienced compliance professional looking to take the next step in your career? We are working with a leading global financial services firm seeking a Senior Compliance Associate to join their team in Fort Worth. This is a control room hire and will be a unique opportunity to be part of an internationally recognized organization with a diverse portfolio.
What You’ll Do:
- Identify, escalate, and manage conflicts of interest across regional and global teams.
- Oversee firm-wide watch lists and restricted lists to ensure regulatory compliance.
- Manage and enforce information barriers, including monitoring wall-cross requests and e-communications.
- Develop and enhance firm-wide policies on control room and conflict management.
- Provide expert advisory on information barriers for new business initiatives.
- Handle escalations related to personal trading, private investments, and outside business activities.
- Work closely with legal teams and senior stakeholders to mitigate potential conflicts.
What We’re Looking For:
- 4-5 years of relevant experience, with at least 2 years in a control room or similar function.
- Strong organizational, communication, and negotiation skills.
- Experience in managing conflicts of interest and ensuring compliance best practices.
- Project management skills with a track record of delivering regulatory initiatives.
- A pragmatic, solutions-focused approach to risk and compliance.
- Ability to work independently while collaborating with global teams.
Benefits & Perks:
- Retirement savings: 401(k) with match and profit sharing
- Comprehensive healthcare: Medical, dental, vision, and fertility/family planning benefits
- Work-life balance: Generous PTO & paid sick days
- Commuter benefits to support your daily travel
- Learning stipends to support career growth
- Free lunch/snacks provided
Next Steps?
If you're interested in this opportunity, reach out to Gretchen Keller at g.keller@hamlynwilliams.com to apply or learn more!
Skills
Risk & Compliance Oversight
Job Reference
165142
Date Posted
6 Mar 2025
Industry
Compliance
Category
Financial & Risk Compliance
Role
Financial Crime Compliance Officer
Level
Mid-Level
Employment
Permanent
Working Location
Hybrid
Salary/Rate
135,000 USD
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