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Director - Investment and Corporate Banking Advisory
Governance
New York, United States
210,000 USD
7 May 2025
Job Description
Director ICB Advisory
NYC – Hybrid
Hamlyn Williams has partnered with one of the largest banks, based in NYC, NY that are looking to hire a Director of Investment and Corporate Banking Advisory Compliance. This Director will be responsible for the regulatory advisory function of the bank.
This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.
As a Director of Investment and Corporate Banking Advisory Compliance, you will:
NYC – Hybrid
Hamlyn Williams has partnered with one of the largest banks, based in NYC, NY that are looking to hire a Director of Investment and Corporate Banking Advisory Compliance. This Director will be responsible for the regulatory advisory function of the bank.
This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.
As a Director of Investment and Corporate Banking Advisory Compliance, you will:
- Advise both the private and public sides of the bank on control room-related regulatory matters, in coordination with the Conflicts Management Group.
- Ensure policies and procedures are regularly reviewed and updated to remain consistent with Global standards and compliant with relevant U.S. laws and regulations.
- Work closely with Compliance partners—including the Conflicts Management Group, Financial Security, Transversal, and Capital Markets Compliance—on issues related to investment banking and financing transactions.
- Review and evaluate new products and business initiatives to identify compliance risks and establish effective oversight frameworks, as needed.
- B.S. Degree
- 12 years of experience in the banking industry in investment banking and financing activities advisory and/or control room.
- Experience with international cross-border topics related to the financial industry.
- Experience in dealing with U.S. financial industry regulators.
- FINRA Series SIE, 79, 24, 63 or the ability to obtain these licenses in a timely manner upon joining is required.
- Must be a U.S. Citizen OR Greencard Holder
Skills
Commercial Compliance
Capital Markets Compliance
Job Reference
165374
Date Posted
7 May 2025
Industry
Banking
Category
Legal & Compliance
Role
Compliance Advisory
Level
Senior Leadership
Employment
Permanent
Working Location
Hybrid
Salary/Rate
210,000 USD
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