Hamlyn Williams is partnered with an Asset Management Firm looking to hire a Senior Compliance Testing Officer - VP.

This is a highly visible role, reporting into the Head of AML and Compliance Testing. You will be the second in command and a stand-in team leader, so strong leadership skills are a must.

This role requires you to work on site three times per-week in the New York Metropolitan region. If you are not able to work on site two times per-week please do not apply.

As a Senior Compliance Testing Officer - VP you will:

• Be leading AFC and Complaince reviews agaisnt legal, regulatory and internal policy requirements.
• Assist with the development and testing of compliance controls across all business activities, evaluating adherence to regulatory requirements.
• Identifying AFC and Complaince risks and conducting testing to determine whether current framework is applicable.
• Work closely with global, senior leadership on projects and initiatives, such as implementing regulatory requirements, annual compliance training, and annual risk assessments.
• Demonstrate knolwedge across relevant regulations governing financial institutions, including; BSA, USA PATRIOT Act, sanctions, and financial services rules and regulations of the FRB, FINRA, SEC, NFA, and CFTC etc.

As a Senior Compliance Testing Officer - VP you will need:

• Minimum 10 years’ experience in a similar role, across either internal audit, external audit, or risk management, within a large financial services organization. Some third line experience is a must.
• Prior team leadership experience.
• A Bachelors degree in Accounting, Finance, Business or similar.
• Strong strategic problem solving skills.
• Have strong project management and leadership skills, with the ability to run multiple projects concurrently.

Candidate’s will need to be a US Citizen, Green Card holder or Permanent Resident.