We’ve partnered with an exciting broker dealer looking to add an Advertising Compliance Analyst to their growing team. This is a hybrid position based out of Washington D.C.

What you’ll be doing:

• Review advertising content such as websites, social media, retail communications, remains, and radio shows
• Ensure that communications are in line with FINRA and SEC regulations
• Train representative on advertising policies to ensure best practices
• Answer email and phone inquires related to advertising submissions.

Minimum Qualifications:

• 2+ years of advertising review experience in securities
• FINRA series 7 & 24

For more information please contact Nicole Izurieta at Hamlyn Williams at n.izurieta@hamlynwilliams.com 

#LI-TB1