Connecting linkedin

W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9oyw1sew4td2lsbglhbxmvanbnl2jhbm5lci1kzwzhdwx0lwpvyi5qcgcixv0

Job

Advertising Compliance Analyst

  • Location

    Rockville

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $75,000 to $80,000

  • Contact:

    Nicole Izurieta

  • Contact email:

    n.izurieta@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Job ref:

    Advertising Compliance Analyst

  • Published:

    2 months ago

  • Expiry date:

    2022-04-16

  • Startdate:

    ASAP

We’ve partnered with an exciting broker dealer looking to add an Advertising Compliance Analyst to their growing team. This is a hybrid position based out of Washington D.C.

What you’ll be doing:

  • Review advertising content such as websites, social media, retail communications, remains, and radio shows
  • Ensure that communications are in line with FINRA and SEC regulations
  • Train representative on advertising policies to ensure best practices
  • Answer email and phone inquires related to advertising submissions.

Minimum Qualifications:

  • 2+ years of advertising review experience in securities
  • FINRA series 7 & 24

For more information please contact Nicole Izurieta at Hamlyn Williams at n.izurieta@hamlynwilliams.com 

#LI-TB1