$75,000 to $80,000
Advertising Compliance Analyst
2 months ago
We’ve partnered with an exciting broker dealer looking to add an Advertising Compliance Analyst to their growing team. This is a hybrid position based out of Washington D.C.
What you’ll be doing:
- Review advertising content such as websites, social media, retail communications, remains, and radio shows
- Ensure that communications are in line with FINRA and SEC regulations
- Train representative on advertising policies to ensure best practices
- Answer email and phone inquires related to advertising submissions.
- 2+ years of advertising review experience in securities
- FINRA series 7 & 24
For more information please contact Nicole Izurieta at Hamlyn Williams at firstname.lastname@example.org