We're working with a growing broker-dealer/RIA as they look to add an AML Manager to their team. In an exciting phase of growth, you'll be able to build and grow a program alongside the CCO.
 

What you'll be doing:

• Handling the whole risk assessment program for Anti-Money Laundering
• Building on existing practices surrounding SAR filing and reporting alongside handling file reviews
• Building out the AML program as it pertains to the firm and its advisors 
• Working in tandem with regulatory requests from state and federal level regulatory bodies

What they're looking for:

• Bachelors degree level educated 
• 5+ years experience in AML Compliance
• Series 7 & 24 licensed
• Experience developing AML programs
• Experience developing & training financial crimes and compliance professionals
• Knowledge of AML and sanctions risk management, regulations and regulatory expectations

For more information please contact Thomas Byrne at Hamlyn Williams at t.byrne@hamlynwilliams.com

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