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AVP QA Compliance

  • Location

    New York

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Mariana Barrero

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    3 months ago

  • Expiry date:


  • Startdate:


One of our clients is looking to fill an AVP QA Compliance role. 

The client is a European bank wanting to expand its American footprint within the broker-dealer and corporate banking space. 

Candidates should have audit experience, but be willing to sit in the second line and work closely with the QA team to create successful compliance testing plans. 

This role is hybrid with 1-2 days required in office. 

Key responsibilities:

  • Create compliance testing plans and verify that they are being carried out successfully. 

  • Provide draft reports to management, and provide feedback for the improvement of risk controls.

  • Ensure that issues are addressed and resolved, and that all relevant policies and regulations are being followed. 

  • Develop a strong working relationship with other teams. 

Key requirements:

  • Minimum of 5 years of experience in U.S. regulated financial services institutions.

  • Minimum 3 years of internal audit experience.

  • AML compliance certification.

This role is a great way to transition from internal audit to the QA space. 

Reach out to me with an updated copy of your CV!