Connecting linkedin

W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9oyw1sew4td2lsbglhbxmvanbnl2jhbm5lci1kzwzhdwx0lwpvyi5qcgcixv0

Job

AVP – Quality Control Team – Enterprise Risk Management and Assessment

  • Location

    Los Angeles, CA, USA

  • Sector:

    Financial Services & Corporate Governance, Risk

  • Job type:

    Permanent

  • Salary:

    $80,000 - $120,000

  • Contact:

    Matt Lang

  • Contact email:

    m.lang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    7 months ago

  • Expiry date:

    2019-05-31

  • Startdate:

    ASAP

A banking client based in downtown LA is looking for an experienced Quality Control professional to take on a role in its Risk Management function. 

Here is a high level overview of the responsibilities for the role:

  • Conduct periodic and regular Risk Assessment to assess potential risk impacts, effectiveness of risk controls, and related information for the business lines of LAB;
  • Prepare Risk Assessment and Management Reports (e.g. Enterprise Risk Assessment, Risk and Control Assessment, Vendor Management Due Diligence, and etc.) which includes remediation and trending analysis;
  • Define parameters and risk attributes for data collection; develop and implement plans for measuring, classifying, and reporting on risk related issues;
  • Identify risks, evaluate their potential impacts and review the strengths and weaknesses of existing controls in order to adjust the existing controls to mitigate risks;
  • Responsible for drafting the Business Continuity Plan of the Branch and organizing the periodical BCP Tests; timely report test results to relevant departments of NYB;
  • Periodically perform the Business Impact Analysis of the Branch for its completeness;
  • Act as a primary point of contact between LAB and NYB in various Risk Assessment and BCP related projects and issues;
  • Evaluate and track all open issues  to ensure the owner departments are making progress on the corrective actions;
  • Cooperate with internal and external auditors and examiners; take corrective actions in response to the audit findings;
  • Perform other quality control assignments or any other special projects or duties as assigned by the management of the Branch.
  • Conduct periodic and regular Risk Assessment to assess potential risk impacts, effectiveness of risk controls, and related information for the business lines of LAB;
  • Prepare Risk Assessment and Management Reports (e.g. Enterprise Risk Assessment, Risk and Control Assessment, Vendor Management Due Diligence, and etc.) which includes remediation and trending analysis;
  • Define parameters and risk attributes for data collection; develop and implement plans for measuring, classifying, and reporting on risk related issues;
  • Identify risks, evaluate their potential impacts and review the strengths and weaknesses of existing controls in order to adjust the existing controls to mitigate risks;
  • Responsible for drafting the Business Continuity Plan of the Branch and organizing the periodical BCP Tests; timely report test results to relevant departments of NYB;
  • Periodically perform the Business Impact Analysis of the Branch for its completeness;
  • Act as a primary point of contact between LAB and NYB in various Risk Assessment and BCP related projects and issues;
  • Evaluate and track all open issues  to ensure the owner departments are making progress on the corrective actions;
  • Cooperate with internal and external auditors and examiners; take corrective actions in response to the audit findings;
  • Perform other quality control assignments or any other special projects or duties as assigned by the management of the Branch.

Expectations:

  • 5+ years' worth of relevant Quality Control/Assurance experience in a Risk/Audit function
  • BA Degree

If you are interested and want to apply, please get in touch with an updated resume.