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Banking - Regulatory Compliance Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 1 month ago

  • Expiry date:


  • Startdate:


My client is a Chinese top-tier bank with commercial and private wealth banking services. They are currently looking for a middle to senior level candidate to join their regulatory compliance team.

Candidates are required to have minimum 5 years of compliance/ AML/ Internal Audit experience, and be familiar with licensing applications. This opportunity provides an attractive package with a guaranteed 13 months salary and around 4 months' discretionary bonus



  • In charge of central compliance function on HKMA/SFC/IA licensing matters
  • Conduct policies and procedures, monitoring control and oversight on core compliance matters
  • Advise business units on compliance and regulatory issues
  • Conduct compliance assessments and reviews from the second line of defense
  • Handle HKMA and SFC examination/ investigation/ enquiry on banking, licensing matters and conduct issues


  • University degree in Accounting & Finance, Economics, Business Administration, Law or related discipline
  • Minimum 5 years of banking experience, with relevant exposure to anti-money laundering/ compliance/ internal audit/ risk and control management
  • Able to work with a minimum level of supervision 
  • Good knowledge in banking laws, operations, products and services
  • Good command of written and spoken English and Chinese including Putonghua

For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.