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Brokerage - Operational & Technology Risk Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    26 days ago

  • Expiry date:


  • Startdate:


My client is a global brokerage founded in Hong Kong with global equities, corporate finance & capital markets, and asset management businesses. They are looking for a candidate with operational risk experience to help implement and supervise the control framework for the organization. Candidates with technology risk knowledge are a big plus.

This position offers you the opportunity to work with different business units across the globe and further develop your operational and technology risk management skills. 


  • Identify operational loss events through analysis of company data; escalation of these events or patterns of events
  • Assist in Business Continuity Planning, Disaster Recovery, and Crisis Management activities
  • Assist in preparing key risk indicator reports to be distributed to management using a wide variety of company data sources
  • Assist in the annual organizational risk & control self-assessment program
  • Work with other business units to identify business risks and develop test cases to ensure controls are operating effectively
  • Assist in the investigation of significant operational and technology risk events


  • Minimum 3 to 6 years’ operational risk related working experience, preferably gained in consultancy firms
  • Experience in Technology Risk Assessment/control testing role is a big plus
  • CISA CRISC is preferable
  • Excellent written and spoken English and Chinese, spoken Mandarin is preferred

For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.