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Job

Buy-Side Compliance Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Winifred Tsang

  • Contact email:

    w.tsang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    3 months ago

  • Expiry date:

    2022-03-13

  • Startdate:

    ASAP

My client is a boutique asset management firm focusing in real estate investment and development in Asia. They are looking for a compliance manager with 4 to 5 years relevant experience at at asset management, big 4 or compliance consultancy firm.

It is a great opportunity in stepping into buy-side company with decent salary package. 

 

Responsibilities:

  • Responsible for relevant regulations and policies and act as a contact person to regulators and external vendors
  • Handle regulatory filings and communications with regulators
  • Advise management on any updated regulatory developments and adjustment
  • Suggest to business functions on implementation of solutions aligned to regulatory risk 
  • Develop, implement and monitor compliance policy across the firm

 

Requirements:

  • 4-5 years of compliance experience, preferably with asset management firms, Big 4 and compliance consultancy firms
  • Familiar with SFC regulatory requirements in compliance
  • Hands-on experience in central compliance function
  • Prior experience in providing fund operation support
  • Great team player with excellent communication in English and Chinese

 

For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.

 

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