Buy-Side Compliance Manager
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Location
Hong Kong
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Sector:
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Job type:
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Contact:
Winifred Tsang
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Contact email:
w.tsang@hamlynwilliams.com
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Salary high:
0
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Salary low:
0
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Published:
3 months ago
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Expiry date:
2022-03-13
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Startdate:
ASAP
My client is a boutique asset management firm focusing in real estate investment and development in Asia. They are looking for a compliance manager with 4 to 5 years relevant experience at at asset management, big 4 or compliance consultancy firm.
It is a great opportunity in stepping into buy-side company with decent salary package.
Responsibilities:
- Responsible for relevant regulations and policies and act as a contact person to regulators and external vendors
- Handle regulatory filings and communications with regulators
- Advise management on any updated regulatory developments and adjustment
- Suggest to business functions on implementation of solutions aligned to regulatory risk
- Develop, implement and monitor compliance policy across the firm
Requirements:
- 4-5 years of compliance experience, preferably with asset management firms, Big 4 and compliance consultancy firms
- Familiar with SFC regulatory requirements in compliance
- Hands-on experience in central compliance function
- Prior experience in providing fund operation support
- Great team player with excellent communication in English and Chinese
For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.
LI-WT1