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Capital Markets Auditor

  • Location

    New York, NY

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $120,000 - $140,000 USD

  • Contact:

    Jonathan Moran

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    25 days ago

  • Expiry date:


  • Startdate:


We are working with a leading global banking group with a growing presence in New York City.

The team are currently looking for a Capital Markets Auditor to report to the Head of Capital Markets Audit.

This role will be hired on a hybrid basis with the hire expected to come into the office 2-3 days per week.

What you will do:

  • Markets audits: working independently on assigned tasks within the markets audit team.
  • Front-to-back office: audits include sales & trading desks, capital markets products (FX, fixed income, equities, derivatives, etc.)
  • Relationship building: working with auditees to establish strong, long-lasting relationships and timely escalation of issues.
  • Analyzing business processes: working with team mates to establish procedures, risks, evaluating internal controls.
  • Workpapers: preparing high quality papers that will support your audit findings and conclusions.

What we are looking for:

  • 3-6 years' experience in internal controls, audit, advisory, product control or risk management.
  • Experience within financial services sector.
  • Strong communication and analytical skills.
  • Demonstration of ambition, curiosity and drive.
  • Bachelor's degree in business, accounting, finance or similar.
  • Desire to achieve a professional certification such as CIA, CPA, CFA, CAMS, etc.

This is a great opportunity for accounting professionals to join a growing business who have a strong focus on career development and company culture.

If you are interested, please share an up-to-date copy of your resume to or feel free to contact me directly at 646-349-3225.

Please note, at this time the client cannot support any visa sponsorship.