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Job

Chief Compliance Officer

  • Location

    Remote

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $220,000 + Equity

  • Contact:

    Sparsh Didwania

  • Contact email:

    s.didwania@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    4 months ago

  • Expiry date:

    2022-12-04

  • Startdate:

    ASAP

We have partnered with an exciting FinTech that is looking for a Chief Compliance Officer who must be a self-motivated, highly driven, and curious executive who is passionate about the growing digital asset ecosystem and efforts to facilitate crypto adoption world-wide.

Responsibilities

  • Institute and maintain a world-class compliance program with a holistic “five pillars” approach that identifies and mitigates legal and regulatory risk
  • Drive compliance team growth and hiring initiatives
  • Draft, implement and amend appropriate policies, procedures, controls and monitoring to ensure company-wide compliance with applicable internal and legal standards
  • Collaborate with Legal colleagues to conduct analysis of laws, standards, and regulations that may apply to Hopper’s products, including state licensing laws and regulations, OFAC regulations, AML/BSA Know Your Customer (KYC) requirements, CFPB consumer protection regulations, state money services business rules and regulations, (EFTA)/Regulation E and payment network operating rules
  • Partner with and provide compliance guidance to product and engineering teams as they design innovative products
  • Manage and maintain new and ongoing licensing compliance, including managing regulatory examinations, applying for new licenses, and responding to requests from regulators
  • Meet with federal and state regulators to advocate for the business and compliance position

Requirements

  • BA/BS
  • 10+ years of financial service experience
  • 7+ years’ experience in financial services compliance in-house, at a regulator, or with a law firm
  • Experience building a financial service compliance team
  • In-depth understanding of compliance, operational risks and internal control frameworks
  • Ability to build out and improve compliance policies, procedures, processes, and operations
  • Strong communication, problem-solving, and process management
  • Result-oriented and able to drive and complete multiple efforts at once
  • JD or MBA
  • Experience at a high-growth startup
  • Crypto experience strongly preferred

You can apply by:

Selecting the “Apply” button below or by contacting me directly.

As a Fintech Compliance & Financial Crime market specialist, I am partnered with a myriad of large and small Fintech Companies across the country. If this role is of interest to you, or if you are interested in exploring other opportunities within the market, you are welcome to reach out directly to:

Sparsh Didwania, s.didwania@hamlynwilliams.com or (619) 332-6398

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