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Job

Chief Risk Officer

  • Location

    Santa Barbara, CA, USA

  • Sector:

    Financial Services & Corporate Governance

  • Job type:

    Permanent

  • Salary:

    Competitive

  • Contact:

    Miranda Lotze

  • Contact email:

    m.lotze@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    about 2 months ago

  • Expiry date:

    2019-09-28

  • Startdate:

    ASAP

A banking client of mine is seeking a Chief Risk Officer to lead the Risk & Compliance team. The CRO reports directly to the CEO  while supervising a team that is responsible for identifying, assessing, mitigating and monitoring all functional areas of risk, BSA, CRA, regulatory compliance, legal, security vendor management, fraud and oversees & coordinates all regulatory exams.

 

Responsibilities: 

  • Leading the Bank’s risk management program in a manner that fulfills the mission and strategic goals of the Bank while complying with state and federal laws related to risk management
  • Conducting regular risk assessments, identifying and reporting to the Board and Senior Management areas of noncompliance with risk management, bank policy, industry standards, regulations or laws
  • Member of various Bank committees, including leading the Enterprise Risk Committee meetings and updating the risk dashboard quarterly against Board-approved risk tolerances
  • Directing the Bank’s compliance monitoring function using a risk-based approach as established by the annual compliance risk assessment
  • As the Board-appointed Compliance Officer for the Bank, lead the Bank’s Management Compliance Committee, including chairing meetings, reviewing and evaluating new regulations, regulatory findings, audit responses, and any contractual documents  
  • Responsible for the Bank’s BSA/OFAC function, including a CIP that is consistent with the Bank’s risk appetite and all applicable regulatory guidance
  • Overseeing Legal functions and serve as liaison to outside counsel
  • Coordinating with the Chief Technology Officer and Deputy Information Security Officer to assist with the oversight of business continuity function 
  • Overseeing the fraud function

 

Education & Experience:  

  • Bachelor's degree in Finance or a related field
  • 8+ years of experience in enterprise risk management, compliance, and/or auditing
  • 6+ years of management experience required 
  • 5+ years of experience in establishing and implementing an enterprise-wide risk framework in a Bank required
  • JD and/or experience managing legal function preferred  
  • CRMC, CRMA and/or CRP preferred 

  

Skills: 

  • ·A high level of professional competence and excellent interpersonal communication skills to determine solutions around appropriate risk measures, risk processes, risk monitoring and management
  • Familiarity with fraud control and investigative techniques and practices 
  • Knowledge of statistics, data collection, analysis, and data presentation
  • Familiarity with all facets of banking activities including operational, financial, lending and data processing practices and standards 

 

Ir this opportunity interests you and you meet the desired skill set, please apply directly with an updated resume.