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Chinese Corporate Bank - Investment & Insurance Compliance Manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 2 months ago

  • Expiry date:


  • Startdate:


My client is a corporate and private bank headquartered in China, with over $3billion RMB assets last year. They are currently hiring an Investment and Insurance Compliance Senior Manager/ Manager for the Hong Kong branch.

This is a newly opened role in order to support their new business line. Apart from the attractive salary, the role can offer high independency and flexibility in work.


Job responsibilities:

  • Review new product proposals, policies, and procedures on compliance-related issues
  • Support and assist in license applications
  • Oversight risk & control framework across consumer businesses
  • Ensure the surveillance meets the external and internal requirements
  • Advice on different functions on compliance and regulatory related matters
  • Review product documents and marketing materials to ensure they meet regulatory requirements
  • Work with other compliance functions to assist in the investigation
  • Handle inquiries from regulators and ensure the relevant parties comply with the regulatory requirement



  • University graduate with a major in Business, Finance, Banking, Law, or relevant disciplines is preferred
  • Minimum 5 years I&I compliance experience, preferably in retail banking private banking, or private wealth management firms
  • Knowledgeable of SFO, SFC code of conduct, and rules
  • Experienced in dealing with regulators with excellent negotiation skills
  • Good command of both written and spoken English and Chinese

For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.