Connecting linkedin



Chinese top-tier bank - compliance review manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    6 months ago

  • Expiry date:


My client is a corporate bank headquartered in China, with over 500 branches among mainland and $3billion RMB asset. They are currently hiring a transaction monitoring manager for Hong Kong branch. The role would be directly reported to the head of compliance.


  • Assist in developing compliance review program, including policies, procedures and testing plans
  • Conduct compliance reviews and on-site visits to business units
  • Document the compliance review reports to highlight high-risk processes, exceptions and reviews
  • Provide recommendations for ongoing improvement of the Bank's operations
  • Prepare regular management reports on compliance updates and issues
  •  Handle enquiries from internal and external parties
  • Handle any ad-hoc projects as assigned


  • Degree holder in Finance, Law, Accounting, Business Administration, or related disciplines is preferred
  • Minimum 3 years relevant experience in Audit, Compliance or Control functions
  • Familiar with compliance review and/or audit standard and methodology
  • Good report writing, analytical and interpersonal skills
  • Good command in spoken and written Chinese and English, fluent in Putonghua is preferable
  • Responsible, detailed-mind, well-organized with good communication skills

For interested parties, please contact me at +852 2777 6277 or for further discussions.