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Job

Commercial Bank - General Compliance SVP/VP

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Winifred Tsang

  • Contact email:

    w.tsang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    6 months ago

  • Expiry date:

    2022-02-02

  • Startdate:

    ASAP

My client is a foreign commercial bank. They are currently looking for a general compliance SVP/VP to assist the Head of Compliance in leading the team and executing mainly regulatory compliance for business lines.

My client offers an attractive salary package with a work-life balance working environment. It would be a great opportunity for candidates to step up as senior management.

 

Responsibilities:

  • Advising business functions of compliance queries on policies, regulation, regulatory reform, business and regulatory change;
  • Representing compliance in risk forums and other governance arrangements;
  • Providing compliance advice to business projects or product changes;
  • Assisting in incident management and breach identification;
  • Assisting in Regulatory engagement, such as breach reporting, responding to notices or other information requests.
     

Requirements:

  • Relevant graduate degrees in business, legal or financial discipline desirable.
  • Minimum 8 years’ experience in financial services, risk or legal role. \
  • Good knowledge markets or banking regulations, the role of Compliance and the Hong Kong Regulatory Environment.
  • Experience in financial services investigations or analysis advantageous
  • Proficient in written and spoken Chinese and English 

 

For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.

 

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