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Compliance Analyst - Investment Compliance

  • Location

    Remote (Eligible for relocation to Chicago or Boston)

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:


  • Contact:

    Hannah Twomey

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    7 months ago

  • Expiry date:


  • Startdate:


An Investment Management client of ours, is looking to add a Compliance Analyst to their growing Compliance team. The Compliance Analyst will ideally have experience in a number of Compliance areas, including code of ethics administration and forensic testing, and will serve as a trusted parter of the business. 


As a Compliance Analyst, you will:

-Serve as Records Manager

-Oversee the day-to-day admin and maintenance of the records management system

-Implemented updated records framework

-Assist with forensic testing and surveillance of firm-wide operational activities 

-Support the administration of the businesse's code of ethics

-Support the CCO annual reviews and update of policies and procedures 

-Assist with various compliance monitoring activities 


As a Compliance Analyst, you will need:

-Bachelor's Degree or equivalent

-0-3 years of experience in a financial services firm or law firm


If you are a skilled Compliance Analyst, you can apply by:

Selecting the "Apply" button below, or by contacting me directly.

As a Compliance & Financial Crime market specialist, I am partnered with a myriad of large and small Financial Services and Banking Institutions. If this role is of interest to you, or if you are interested in exploring other opportunities within the market, you are welcome to reach out directly to: (619-324-0225)