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Compliance Analyst - Testing and Monitoring

  • Location

    New Jersey

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:


  • Contact:

    Bennett Congdon

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    7 months ago

  • Expiry date:


  • Startdate:


A top Fintech client we've partnered with is looking for highly motivated, organized, and detail-oriented individuals to join its testing and monitoring team.

What Youll be Doing

  • Complete compliance-related transactional testing per the compliance testing program methodology and schedule.
  • Execute compliance monitoring, testing, and other reviews by the established procedures to provide an ongoing independent assessment of compliance with applicable rules and regulations.
  • Assist with the development and management of Compliance Risk Assessments.
  • Assist in developing and enhancing the Bank's monitoring and testing standards for performing reviews that provide statistically-based assessments of compliance controls.
  • Assist in preparing deliverables and providing support for regulatory exams and/or internal audits.
  • Analyze and document testing findings into concise reports which identify issues and provide suggested remediation plans to appropriate department heads and partners


  • Bachelor's Degree or equivalent experience;
  • 3+ years of BSA/AML compliance experience, including responding to subpoenas and other law enforcement requests for information;
  • 1+ years of experience conducting blockchain monitoring and investigations;
  • 1+ years leading teams of direct reports;
  • Strong understanding of the cryptocurrency regulatory landscape, emerging risks, etc.


For more information, please get in touch with Bennett Congdon at