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Compliance Analyst - Testing and Monitoring

  • Location

    Fully Remote (can be completed anywhere in the U.S.)

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    70,000 - 90,000

  • Contact:

    Connor Dueñas

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    Compliance Analyst - Testing and Monitoring

  • Published:

    6 months ago

  • Expiry date:


  • Startdate:


We're working with a global FinTech firm who are looking for a Compliance Analyst to build out their Testing and Monitoring Team.

What you'll be doing:

  • Complete compliance-related transactional testing in accordance with the compliance testing program methodology and schedule.
  • Execute compliance monitoring, testing, and other reviews in accordance with the established procedures to provide an ongoing independent assessment of compliance with applicable rules and regulations.
  • Assist with the development and management of Compliance Risk Assessments.
  • Assist in the development and enhancement of the Bank’s monitoring and testing standards for performing reviews that provide statistically-based assessments of compliance controls.
  • Assist in preparing deliverables and providing support for regulatory exams and/or internal audits.
  • Analyze and document testing findings into concise reports which identify issues and provide suggested remediation plans to appropriate department heads and partners

What they're looking for:

  • 3-5 years’ compliance experience in a financial institution or consulting firm
  • Experience in designing, performing, and reporting on compliance testing reviews, including compliance-related transactional testing.
  • Previous experience with the development and management of Risk and Control Matrices.
  • Knowledge and experience in creating and maintaining Compliance Risk Assessments, issue management logs, control assessments, and transactional testing.
  • Ability to comprehend and analyze consumer compliance banking laws and regulations in areas of focus which include: TILA, ECOA, FDCPA, FCRA, HMDA, UDAAP, EFTA, and TISA.
  • Strong understanding of consumer lending products such as personal loans, lines of credit, and credit cards.
  • Knowledge of operational processes and technologies utilized in banking, including deposit account handling, loan servicing and collection, and payment processing.
  • Strong interest in technology and innovation. Prior fintech experience is a plus.
  • CRCM and/or JD a plus.