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Compliance Associate

  • Location


  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Thomas Byrne

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    4 months ago

  • Expiry date:


  • Startdate:


We're working with a well known, international financial services firm who are looking for a generalist compliance associate to join their team in Chicago. This is a newly created role due to growth in compliance across their US business.

What you'll be doing: 

  •  Assist in the compliance review of customer account applications, review and approve updates to customer account information, assist in the review for ownership and control reporting (OCR)
  • Engage in the compliance review and approval of customer account applications as part of the customer onboarding process
  • Assists in consultations with Corporate Counsel as needed to resolve legal compliance issues.
  • Maintains prompt and regular attendance.

What they're looking for: 

  • Bachelor’s degree level educated
  • 2 to 4 years compliance experience preferably in commodities and capital markets.

This role will be based on-site out of their Chicago office (inside the loop).

For more information contact Thomas Byrne at