Job

We're working on an exciting opportunity with a growing Asset Management firm in Chicago working closely with the CCO on a range of regulatory compliance responsibilities.

What you'll be doing:

• Working on preparation for all SEC, CFTC, and international reg filings
• Reviewing annual reports generated by the surveillance system
• General central compliance activities, including, code of Ethics, personal trading, gifts and entertainment, and compliance training 

What they're looking for:

• 3-5 years of investment management experience, ideally with RIA coverage and 40's advisers act experience
• Bachelors degree level educated

For more information please contact Thomas Byrne at Hamlyn Williams at t.byrne@hamlynwilliams.com

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