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Compliance Associate

  • Location

    San Francisco

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:


  • Contact:

    Stellan Byrd Christensen

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    over 1 year ago

  • Expiry date:


  • Startdate:


Our client, a leading Financial Servcies Consultancy, is looking to hire a Compliance Associate to take on a role based in San Francisco. You will work with clients across both the fintech and banking space and travel will be required.

Primary Responsibilities:

● Work with a variety of financial services clients mainly fintech and banking clients banks.

● Review/research applicable federal and state laws, regulations and apply to clients’ products and services.

● Help build compliance and risk management programs.

● Draft risk assessments, compliance related policies and procedures.

● Develop and assist in the implementation of new compliance related processes.

● Assist with compliance program governance/address compliance questions.

● Participate in new product development, system initiatives, and other projects.

● Help clients with third party relationships and external stakeholders (regulators, auditors, law firms, etc.).

● Assist with firm marketing and training programs.

● Support public policy campaigns and business strategy engagements.


● 3+ years of relevant experience.

● JD or MBA are a plus.

● Working knowledge of financial services laws and regulations, such as AML, OFAC, Consumer Protection, Privacy, Information Security, and Marketing.

● Knowledge of lending, deposit, blockchain and payment products and services.

● Ability to travel 25-30%, mostly in the US. 

● Experience or a focused interest in acting as an advisor or consultant to innovative financial services companies and assisting with developing organizational strategy and with the practical implementation of strategic decisions.

● Ability to solve complex or novel problems and develop strong value propositions that are delivered to senior client executives through clear oral and written communication skills.

● Ability to work both independently and in a fast paced environment. 

If interested, please get in touch with the consultant below: