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Compliance Manager - Banking and Mortgage

  • Location


  • Sector:

    Financial Services and Banking

  • Salary:

    $150,000 to $165,000

  • Contact:

    Nicole Izurieta

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    Compliance Manager - Banking and Mortgage

  • Published:

    about 1 month ago

  • Expiry date:


  • Startdate:


We’ve partnered with an exciting fintech company who are looking to hire a Compliance Manager for the banking and mortgage division. The individual fulfilling this role will serve as a liaison between third partners and the internal team. This position is fully remote.  

What you’ll be doing:  

  • Primary contact between third parties and the bank’s compliance function.  

  • Subject matter expert and liaison for the implementation of laws and regulations for the mortgage and banking division.  

  • Annual site visits and monthly meetings third party partners.  

  • Responsible for the review of change management, marketing, issue management for the compliance program.  

  • Advise third party partners on implementing compliance controls to respond to identified issues related to current or new products and services.  

  • Work proactively to Identify compliance issues throughout the product lifecycle and develop remediation strategies. 

  • Create and update policies and procedures to adhere to industry regulatory requirements. 

  • Responsible for coordinating and preparing inter audit reviews, testing, and regulatory examinations.  

Minimum Qualifications:  

  • 7+ years' experience in consumer banking compliance for new and existing business products, services, and processes.  

  • Expert knowledge of consumer banking laws – Regulation B/ECOA, UDAAP, Fair Lending, Regulation C/HMDA 

  • Knowledge of banking third-party processes and technologies. Fintech banking experience is a plus.  

For more information, please contact Nicole Izurieta at Hamlyn Wiliams at