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Job

Compliance Manager - Global Asset Manager/Hedge Fund(attractive remuneration and benefits)

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Stephanie Lui

  • Contact email:

    s.lui@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    14 days ago

  • Expiry date:

    2021-11-05

My client is a Global Financial Institution headquartered in the US with business across investment banking, asset management and hedge fund. They are now looking for a Compliance Manager with 5+ years of experience in Asset Management or Hedge Fund side. 

 
Responsibilities:
  • Collaborate closely with internal stakeholders for implementation of compliance related projects
  • Provide practical and accurate compliance advice to the business
  • Handle regulatory requests, enquiries and examinations in a proper and timely manner
  • Identify process and control deficiencies and enhance respective risk mitigating control procedures
  • Formulate, implement and review policies and procedures on regulatory compliance 
  • Provide compliance advisory support to Compliance Operations, Control Room, Surveillance, Electronic Communication
 
Please send your CV to s.lui@hamlynwilliams.com for further discussion.
 
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