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Marketing Compliance Manager

  • Location

    Fully Remote

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    140,000 - 150,000

  • Contact:

    Robert Soble

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    5 months ago

  • Expiry date:


  • Startdate:


We are working with a global Fintech firm who are looking for a compliance marketing manager to build out their growing oversight team.

Hamlyn Williams has partnered with a top global Fintech to build out their Compliance Marketing team. The build-out will help the Fintech to achieve a number of strategic growth objectives and meet heightened regulatory standards given the current environment. We are currently recruiting a Compliance Marketing Manager to help with their compliance function in North America.

If you are a compliance manager with experience in marketing for a financial institution, this is an excellent opportunity for you.

What you'll be doing:

  • Develop enhanced processes for compliance for review and approval of marketing and sales materials.
  • Assist business units and fintech partners in the development of advertising and promotional materials and activities, including launch materials and new claims.
  • Build out compliance policies and procedures to strengthen controls related to internal and partner marketing and sales practices.
  • Develop, implement, and oversee monitoring activities designed to ensure the marketing and sales-related compliance policies and procedures are being followed.
  • Act as a team leader, including training and developing new and junior staff, monitoring workloads of the team, and providing candid and meaningful feedback in a timely manner.
  • Participate in the development and delivery of marketing and sales practice training, including training of fintech partners.
  • Coordinate with other compliance teams to ensure a consistent approach to handling compliance issues.  
  • Prepare deliverables and provide support for regulatory exams and/or internal audits  

What they're looking for:

  • 7+ years of compliance experience supporting a variety of bank products and services.
  • Strong experience performing marketing reviews and providing oversight of sales practices activities.
  • Expertise in laws and regulations governing bank marketing and sales practices, as well as industry best practices.  
  • Experience developing junior compliance staff.  
  • Experience supporting regulatory exams and audits.
  • Proven track record showing ability to manage multiple large projects and competing priorities.
  • Excellent communication skills and ability to interact effectively with internal and external stakeholders at the non-executive and executive levels.
  • Effective persuasion skills and ability to develop practical solutions that meet business needs while remaining compliant with applicable laws within the Banks' risk tolerance.  
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong interest in technology and innovation. Prior fintech experience a plus.
  • CRCM and/or JD a plus.

For more information contact Robby Soble at Hamlyn Williams at

(646) 349-4242