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Job

Compliance Officer

  • Location

    Amsterdam

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    Competitive

  • Contact:

    Selina Wandrei

  • Contact email:

    s.wandrei@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    24 days ago

  • Expiry date:

    2021-12-03

  • Startdate:

    ASAP

COMPLIANCE OFFICER

Hamlyn Williams have partnered with a Tier-1 Dutch bank who is specialised in the future, who are currently looking for a Compliance Officer to join their successful Compliance team, to cover the private clients related activities. The main purpose of this role is to provide compliance advice to the business on all their investment service activities. Additionally, you will operate the compliance program for client protection topics, including disclosures, marketing communication, product governance, suitability and appropriateness. You will also assist the wider Compliance team on the implementation of the compliance strategy and program.

As a Compliance Officer you will:

  • Provide compliance advice to business personnel, with regard to the rules, regulation and internal policies that govern the private clients related investment activities;
  • Provide advice on other regulatory and policy matters, including new products, services and business initiatives;
  • Participate in the continuous development of the policy framework for the coverage areas, with a special attention to product governance, suitability and disclosures;
  • Participate in the compliance risk assessment for the coverage areas;
  • Perform compliance reviews, monitoring and investigations as needed for the coverage areas, in cooperation with the monitoring team;
  • Pro-actively participate in the continuous development of the group-wide compliance program;
  • Assist on responses to regulatory enquiries;
  • Assist on the development of policies and procedures;
  • Assist on the compliance reporting to the business on all related Compliance topics; 

As a Compliance Officer you will need:

  • Minimum of 3+ years of compliance experience working in an advice role at a financial organization or in a consultancy role;
  • Academic background (law, economics or another relevant academic background);
  • Solid knowledge of financial markets regulation such as MIFID II, MAR and EMIR, 
  • Proactive, result-oriented, and well organized;
  • Team player who can work independently;
  • Ability to handle multiple tasks simultaneously and work under pressure;
  • Adaptive to a changing environment and translate this into compliance requirements; 
  • Affinity with digitalisation and IT solutions;
  • Fluent in Dutch and English;
  • Strong communication skills, both written and oral;

If you are a skilled Compliance Officer you can apply by:

I am a Compliance and Financial Crime market specialist working with a large variety of clients across the Financial Services industries. If this role is of interest to you, or if you’d like to explore other opportunities in the market, please feel free to reach out directly. Contact Selina Wandrei at +310208087237 or at s.wandrei@hamlynwilliams.com.

 

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