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Job

Compliance Officer - Digital Investment Banking

Hamlyn Williams is working with an innovative Digital Investment Bank, who is looking for a Compliance Officer, who will also act as chief money laundering officer, to expand and strengthen their compliance activities, based in Berlin.

Responsibilities:

  • The consultation and support of the management and the specialist departments in all compliance and money laundering issues

  • The creation and further development of policies and guidelines for internal money laundering and compliance regulations

  • The implementation of the guidelines in the company

  • The initialization and monitoring of possible future permission procedures (placement, investment mediation, portfolio management) and the associated communication with BaFin

  • The establishment and continuous adaptation of a compliance management system, assessment, and approval of money laundering and compliance risks in new customer business and in strategic projects

 

Requirements:

  • At least 5 years of experience in money laundering and compliance in a bank or similar industry

  • Knowledge and experience in the GWG, WpHG, KWG, MaComp, MaRisk and ideally BAIT

  • Experience in communication with supervisory authorities in Germany and possibly other European countries

  • Good negotiation and communication skills, organizational skills and strong assertiveness

  • Sensitivity and awareness of cooperation in a multicultural environment

  • Fluency in German, as well as fluent knowledge of English and, enjoy working in a dynamic startup environment and finding pragmatic solutions

 

My client is interviewing ASAP