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Compliance Manager at a leading Asset Management Firm

  • Location

    Hong Kong

  • Sector:


  • Job type:


  • Salary:


  • Contact:

    Allan Wan

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    8 months ago

  • Expiry date:


Our client is one of the largest asset managers in the world, with a strong presence in Hong Kong and Singapore, providing excellent career opportunities and work-life balance. As part of an important part of their growing Compliance team, they are now looking for an energetic, committed and motivated compliance professional to be part of their Regulatory/Business Compliance team.

The role:

As part of a growing team, you will be reporting to the Head of Compliance, responsible for covering new products approval process, marketing material review, handling SFC/MPFA inquiries as well as licensing and general compliance duties. You will also be analysing the potential impact of regulatory trends and impacts on the business and handling varies on the type of regulatory change projects.


The candidate:

The successful candidate will be a degree holder in Law or Accounting; a professional qualification is highly preferable. You will have at least 5 years of compliance experience in an asset manager role or similar, with solid experience in different investment products, experiencing in liaising with local regulators (SFC, MPFA), along with strong project management skills. You will possess excellent presentation and communication skills (fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation. 

If you are interested in this or similar roles, please contact Allan Wan at