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Job

Compliance Specialist

  • Location

    New York, NY

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $80,000 - $110,000

  • Contact:

    Bennett Congdon

  • Contact email:

    b.congdon@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    29 days ago

  • Expiry date:

    2022-12-05

  • Startdate:

    ASAP

A top fintech client of ours are looking to build out their regulatory compliance program within their cryptocurrency function. They are looking for individuals who have extensive experience working with Reg e, z, and UDAAP. Our client wants charismatic and excited individuals to join their team and tackle the unique challenges of the crypto space.

 

What you'll be doing:

  • Provide oversight to due diligence activities to ensure the risks of a new partnership are properly assessed. Advise senior leadership on said risks and provide recommendations pertaining to proposed engagements
  • Participate in the development and delivery of compliance management system materials and training for fintech partners
  • Develop strong working relationships with internal and external stakeholders, while establishing clear expectations regarding third party compliance with all applicable internal and external regulations.
  • Coordinate with other compliance teams to ensure a consistent approach to handling compliance issues
  • Prepare deliverables and provide support for regulatory exams and/or internal audits

Qualifications

  • 3+ years of compliance experience supporting a variety of bank products and services
  • Strong practical experience advising product and operational teams on the design and implementation of new banking products
  • Experience Developing the elements of a compliance program. including risk assessment, monitoring, and testing planning, third party oversight, and compliance training
  • SME in laws and regulations governing consumer and commercial financial products, as well as industry best practices.
  • Experience supporting regulatory exams and audits
  • Proven track record showing ability to manage multiple large projects and competing priorities
  • Prior professional crypto experience.

For more information, please get in touch with Bennett Congdon at B.Congdon@hamlynwilliams.com.

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