Connecting linkedin



Compliance Specialist, Policies and Procedures

  • Location

    Rockville, MD

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $70,000 to $80,000

  • Contact:

    Nicole Izurieta

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    Compliance Specialist, Policies and Procedures

  • Published:

    2 months ago

  • Expiry date:


  • Startdate:


We’ve partnered with an exciting broker dealer looking to add a Policies and Procedures Specialist to their growing team. This is a hybrid position based out of Rockville, MD.

What you’ll be doing:

  • Serve as the team expert for the firm’s supervisory procedures and manuals.
  • Responsible for creating and amending manuals and operation procedures.
  • Collaborate with marketing on compliance communications.
  • Lead team meetings and projects related to procedures.

Minimum Qualifications:

  • Bachelor’s degree or relevant work experience
  • 2+ years of experience in financial services, securities, regulatory, or legal compliance

For more information please contact Nicole Izurieta at Hamlyn Williams at