Consumer Compliance Consultant
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Location
Pasadena
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Sector:
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Job type:
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Salary:
$40-48 ph
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Contact:
Remy Corbet
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Contact email:
r.corbet@hamlynwilliams.com
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Salary high:
0
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Salary low:
0
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Published:
over 1 year ago
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Duration:
6 months
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Expiry date:
2020-04-15
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Startdate:
ASAP
Client: Financial Services Organization
Location: Los Angeles (Pasadena)
Pay range: $40-$48ph (W2)
Start date: ASAP
Duration: 6 months +
We are looking for 3 Compliance professionals to take on 6 month contracts with a financial services client in Pasadena, Los Angeles. Consultants must have Consumer Compliance experience (not AML/BSA) and ideally with complaints experience too.
Responsibilities:
- Review draft responses to complaints submitted to federal and state regulators
- Modify responses, as necessary, to ensure: 1) accuracy, through a review of all relevant documentation, and possibly listening to phone calls, and 2) completeness, through consideration of potential compliance issues, along with their root cause and appropriate remediation plans
- Summarize or log review results for training purposes
- Work with compliance to ensure potential compliance issues are appropriately logged
- Work with relevant stakeholders to identify the root cause of potential compliance issues and appropriate remediation plans (e.g., customer reimbursement or enhancement to policies, processes, or controls)
Experience needed:
- Minimum of 5 years’ worth of experience in Compliance, Legal or Audit in a financial institution, or as a Bank Examiner
- Knowledge of consumer protection laws and regulations, ideally including Regulation E and UDAAP
- Strong written skills and ability to synthesize information
- Bachelor’s degree
- CRCM credential is a plus (or other relevant certificate)
If this role is of interest, please get in touch immediately!