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Job

Consumer Compliance Consultant

  • Location

    Pasadena

  • Sector:

    Financial Services and Banking

  • Job type:

    Contract

  • Salary:

    $40-48 ph

  • Contact:

    Remy Corbet

  • Contact email:

    r.corbet@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    9 months ago

  • Duration:

    6 months

  • Expiry date:

    2020-04-15

  • Startdate:

    ASAP

Client: Financial Services Organization

Location: Los Angeles (Pasadena)

Pay range: $40-$48ph (W2)

Start date: ASAP

Duration: 6 months +

We are looking for 3 Compliance professionals to take on 6 month contracts with a financial services client in Pasadena, Los Angeles. Consultants must have Consumer Compliance experience (not AML/BSA) and ideally with complaints experience too.  

Responsibilities:

  • Review draft responses to complaints submitted to federal and state regulators
  • Modify responses, as necessary, to ensure: 1) accuracy, through a review of all relevant documentation, and possibly listening to phone calls, and 2) completeness, through consideration of potential compliance issues, along with their root cause and appropriate remediation plans
  • Summarize or log review results for training purposes
  • Work with compliance to ensure potential compliance issues are appropriately logged
  • Work with relevant stakeholders to identify the root cause of potential compliance issues and appropriate remediation plans (e.g., customer reimbursement or enhancement to policies, processes, or controls)

Experience needed:

  • Minimum of 5 years’ worth of experience in Compliance, Legal or Audit in a financial institution, or as a Bank Examiner
  • Knowledge of consumer protection laws and regulations, ideally including Regulation E and UDAAP
  • Strong written skills and ability to synthesize information
  • Bachelor’s degree
  • CRCM credential is a plus (or other relevant certificate)

 

If this role is of interest, please get in touch immediately!