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Director, Capital Markets Testing

  • Location

    New York

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:

    $230k - $250k base

  • Contact:

    Thomas Byrne

  • Contact email:

  • Salary high:


  • Salary low:


  • Job ref:

    Director, Capital Markets Testing

  • Published:

    about 1 month ago

  • Expiry date:


  • Startdate:


We're working with a well-known banking institution that is looking for a Senior Testing Director to join their global banking and Capital Markets Compliance.

What you'll be doing:

  • Overseeing the development, implementation, and execution of the compliance testing, continuous testing, and reporting programs within an assigned region in accordance with the Compliance Testing Plan.
  • Directing the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities 
  • Managing a team or multiple teams of Compliance professionals.
  • Serving as a testing owner for complex reviews, analyze report findings, and recommend appropriate interventions where needed.

What they're looking for:

  • 15+ years of compliance testing experience, including 8-10+ years' managerial experience
  • Strong management experience and building out a testing function
  • Extensive global compliance and audit-related experience, and strong knowledge of business processes and IT technologies utilized in the Financial Services Industry
  • Possess strong project management, budgeting, and interpersonal skills, makes sound decisions, and exhibit initiative and intuitive thinking

For more information get in touch with me at