We are looking for someone who can:

• Conduct compliance testing reviews of applicable laws, rules, and regulations.
• Perform Compliance Risk Assessments and incorporate regulatory priorities.
• Support the compliance testing program.
• Comply with all regulations, policies and standards to be in line with the compliance and risk management guidelines.

• Conduct compliance testing reviews of various Banking business units and processes within the Organization.
• Identify issues through testing and ensure thoroughly analyzing the root causes and developing appropriate action plans to address the issues and root causes.
• Identify and monitor issues from the assigned compliance testing reviews to ensure the action plans are completed.

Requirements:

• Background in testing & monitoring, compliant management, risk assessment, and issue management.
• 8+ years of regulatory compliance experience in the financial services industry.
• Bachelor’s degree preferred.
• Knowledge of current laws and regulatory guidelines.

If you are interested, please email a copy of your resume to p.haywood@hamlynwilliams.com