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Job

EDD Compliance Manager

  • Location

    Chicago, Illinois

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $90,000 - 100,000

  • Contact:

    Connor Dueñas

  • Contact email:

    c.duenas@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    about 1 month ago

  • Expiry date:

    2022-09-08

  • Startdate:

    ASAP

We're working with a global financial services firm who are looking for an EDD Compliance Manager to join their team in a fast-paced, high-growth environment. 

What you will be doing:

  • Oversee and train a team of analysts responsible for monitoring reviews and investigations.
  • Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work.
  • Conduct supervisory reviews and provide constructive coaching and direction to team members.
  • When needed, support and participate in internal, external, and regulatory audits and examinations.
  • Monitor and manage daily investigative workflow, controls, and results metrics for the team, and ensure timely completion of tasks.
  • Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements, where appropriate

What they are looking for:

  • 3-5+ years of experience in investment management/AML compliance, preferably at a large broker or other financial institution with an international customer base.
  • 2+ years of management experience.
  • Bachelor’s Degree or commensurate military experience
  • Willingness and ability to obtain financial registration exams promptly
  • Certified Anti-Money Laundering Specialist (CAMS) or similar certification, including Series 7 or 24 are highly preferred.

For more information get in touch with Connor Duenas at Hamlyn Williams at c.duenas@hamlynwilliams.com

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