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Job

General Compliance Manager (Asset Management)

Our client is a well-established asset management firm with strong presence in Gretater China Region.

 
Job Responsibilities
  • Work with Product team to handle fund authorization related matters to ensure adherence of the SFC codes, guidelines and requirements
  • Ensure compliance with regulations and internal policy
  • Review/conduct onboarding and ongoing AML/KYC due diligence on clients and distributors, and conduct firmwide risk assessment.
 
Job Requirements
  • Minimum 3 years relevant experience in asset management compliance, familair with regulatiosn from SFC
  • Fluent spoken and written English, and Chinese
  • Hong Kong regulatory knowledge particularly involving asset management