17 days ago
Our client is a well-established asset management firm with strong presence in Gretater China Region.
- Work with Product team to handle fund authorization related matters to ensure adherence of the SFC codes, guidelines and requirements
- Ensure compliance with regulations and internal policy
- Review/conduct onboarding and ongoing AML/KYC due diligence on clients and distributors, and conduct firmwide risk assessment.
- Minimum 3 years relevant experience in asset management compliance, familair with regulatiosn from SFC
- Fluent spoken and written English, and Chinese
- Hong Kong regulatory knowledge particularly involving asset management