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General Compliance Manager - FinTech(Good Work-life Balance)

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Stephanie Lui

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 2 months ago

  • Expiry date:


Job Responsibilities:

  • Maintain current and extensive knowledge of the relevant laws and regulatory guidelines.  Advise Management and train staffs on new regulatory developments and recommend appropriate policy, procedure and internal controls accordingly.
  • Provides regulatory reports as required and maintain constructive communication and relationship with related regulatory bodies.
  • Develop, maintain, and revise policies and procedures for the general operation of the HK Compliance Program and its related activities to prevent illegal, unethical, or improper conduct.
  • Liaison with business counterparts to provide advice or approval on customers, products and services balancing regulatory compliance requirements with customer experience and business objectives.
  • Proactively involve in the development and implementation of adequate compliance controls to new business initiatives and existing processes.
  • Managing effective work relationships with partner banks and vendors.
  • Consult with the internal or external attorney as needed to resolve difficult legal compliance issues.
  • Assist with compliance testing, internal and external audits and regulatory exams.


  • At least 5 years relevant working experience in compliance, legal or internal audit
  • Hands on experience managing complex compliance program at a financial institution, Fintech, or payment-focused company. 
  • Proven problem solving skills, and the ability to provide efficient solutions in complexities to drive shared goals.

Skills and Abilities

  • Strong communication, analytical and leadership skills
  • Strong sense of confidentiality and discretion
  • Self-starter with ability to flourish in high-pressure, fast-pace, and evolving environments
  • Ability to think out-of-the box and sometimes apply innovative solutions in unique situations
  • Organized, autonomous, and pragmatic with sound judgment
  • Fluency in English and Chinese


Please apply here or send your CV to