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Head of AML FIU

  • Location

    Chicago, IL

  • Sector:

    Financial Services and Banking

  • Job type:


  • Salary:


  • Contact:

    Katie Rosen

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 1 year ago

  • Expiry date:


  • Startdate:



  • Manage the Anti-Money Laundering (AML) FIU Operations and advise accordingly on the infrastructure, processes, and team.
  • Ability to develop heat maps, trends, and typologies.
  • Ability to conduct management activities including training, development, performance assessments, and staffing models.
  • Oversee the 314(a), 314(b)
  • Review policy and procedures for different functions across the FIU
  • Coordinate with cross-functional groups
  • Problem solve for complex scenarios and escalations
  • Develop a strong inventory of operational metrics, controls, and reporting


Basic Qualifications

  • 7+ years of Anti-Money Launder or Fraud experience within financial services, preferably at a broker dealer or bank with a large international customer base
  • 5+ years managing a team with a FCC function
  • CAMS certification
  • Experience with Sanctions Screening
  • Communication, analytical, leadership and project management skills
  • Ability to construct compliance solutions that comply with regulations and sound business judgment
  • Fundamental understanding and proficiency with technology and its role in regulatory solutions
  • Bachelor’s degree or military experience
  • Willingness to obtain financial registration exams promptly


Preferred Qualifications

  • Series 7 / 24 certifications
  • Business Process Management