Responsibilities

• Manage the Anti-Money Laundering (AML) FIU Operations and advise accordingly on the infrastructure, processes, and team.
• Ability to develop heat maps, trends, and typologies.
• Ability to conduct management activities including training, development, performance assessments, and staffing models.
• Oversee the 314(a), 314(b)
• Review policy and procedures for different functions across the FIU
• Coordinate with cross-functional groups
• Problem solve for complex scenarios and escalations
• Develop a strong inventory of operational metrics, controls, and reporting

Basic Qualifications

• 7+ years of Anti-Money Launder or Fraud experience within financial services, preferably at a broker dealer or bank with a large international customer base
• 5+ years managing a team with a FCC function
• CAMS certification
• Experience with Sanctions Screening
• Communication, analytical, leadership and project management skills
• Ability to construct compliance solutions that comply with regulations and sound business judgment
• Fundamental understanding and proficiency with technology and its role in regulatory solutions
• Bachelor’s degree or military experience
• Willingness to obtain financial registration exams promptly

Preferred Qualifications

• Series 7 / 24 certifications
• Business Process Management