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Job

Head of Compliance - Taiwan

  • Location

    Taiwan

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Winifred Tsang

  • Contact email:

    w.tsang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    27 days ago

  • Expiry date:

    2021-09-26

  • Startdate:

    ASAP

My client is a tier-one global investment bank. They are currently looking for a compliance expert based in Taiwan (open to relocation) to look after their local securities business. 

Responsibilities:

  • Registered as the Compliance Officer with Taiwan regulators and discharge all responsibilities
  • Advised to country management and Businesses operation on compliance matters
  • Provide support on regulatory interactions with Taiwan FSC, Securities and Futures Bureau (SFB) related to inspections requests for information or ad-hoc regulatory filings and inquiries
  • Registered as Taiwan AML Compliance Officer (AMLCO) and work closely with the APAC Regional Head of Head of Financial Crime
  • Monitor and communicate changes in Taiwan’s business model and regulatory environment to ensure that the AML/CTF Program continues to be appropriate

Requirements:

  • University degree or equivalent industry experience
  • Minimum 10 years compliance/ AML experience, preferably in foreign investment banks 
  • Experienced in FSC and SFB licensing
  • Familiar with offshore structured products and municipal bond underwriting
  • Through understanding of the Australian regulatory landscape, including ASIC and APRA regulations

 

For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.

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