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Head of Regulatory Compliance

A large fintech client of ours, based in San Francisco is looking to hire an experienced Regulatory Compliance Director to take on a role as part of the Global leadership team.

Main responsibilities will include:

  • Overseeing regulatory examinations and leading the firms response and remediation efforts with respect to exams and findings issued by regulatory bodies
  • Representing the compliance team with the New York DFS in respect to the firms BitLicense and Money Transmitter Licenses
  • Act as a Compliance regulatory product liaison, working cross-functionally across multiple lines of business
  • Overseeing the development and execution of a global Compliance Testing & Monitoring program and methodology
  • Collaborate with internal and external audit assurance providers
  • Core compliance activities including policy review
  • Cross functional collaboration with the other Compliance and Legal teams on emerging regulations
  • Other duties as required


  • Bachelor Degree and relevant industry certifications
  • Thorough understanding of blockchain technology and cryptocurrency
  • Knowledge of BitLicense and NY DFS Trust Company License requirements
  • Experience either working at a financial regulatory agency or managing regulatory compliance programs and examinations for a large financial institution
  • Management experience is crucial, as is a track record in working in a highly collaborative environment

If this opportunity interests you, please get in touch!