Connecting linkedin



Investment Banking - Compliance Manager (Electronic Trading)

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    23 days ago

  • Expiry date:


  • Startdate:


My client is a top-tier global investment firm headquartered in the US. With the expansion in the Asia market, they are looking for a compliance manager specializing in equities compliance to assist the Hong Kong Compliance team.

Candidates are required to have minimum 7 years of relevant experience, with sound knowledge in electronic trading and equities products. Understanding in coding will be a big plus.

My client offers attractive package including desirable bonus and staff benefits. With the fast-paced and dynamic working environment, the role definitely can provide a broader horizon for your career path. 



  • Advise businesses on Compliance including but not limited to regulatory rules and policies, with coverage on electronic trading and equities.
  • Assist in monitoring APAC regulatory changes.
  • Manage regulatory enquiries in Hong Kong.
  • Work closely with other Compliance Team to develop and implement policies and procedures.
  • Assist other business functions including but not limited to front offices and IT team in terms of compliance issues



  • Bachelor degree holder, with minimum 7 years of relevant experience
  • Basic understanding of coding is a plus
  • Excellent interpersonal and communication skills
  • Ability to work as a team in a fast-paced environment


For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.