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Job

KYC/Know Your Business - Compliance Officer

About The Role

In this role you will be responsible for overseeing client onboarding operations and working with other compliance leads to drive strategic planning for team growth, organizational structure, tools and infrastructure as well as quarterly goals. This person will have a strong understanding of KYC/Know your Business processes and procedures focused on the regulatory landscape and compliance requirements; with emphasis on applicable BSA/AML requirements including customer identification procedures, beneficial ownership (FinCEN 31 CFR / CDD rule), due diligence best practices, sanction screening requirements, and anti-money laundering protocols. This role will report to the CEO and partner cross functionally throughout the business to drive new initiatives across the organization.

Key Responsibilities

  • Handle fraud and dispute management duties.
  • Be a liaisan with all relevant business partners, both internally and externally
  • Conducting employee training around BSA/AML and supporting relevant certifications and audits
  • Develop and maintain policies and procedures applicable to the team, including iterating on existing workflows to streamline and add efficiency

Common Candidate Qualifications Include:

  • 3+ years in a senior compliance / compliance operations role with a financial services firm, preferably in the commercial card space
  • Experience with Banking and Regulatory compliance policies and procedures
  • Strong operational knowledge in executing and running a sound Compliance program, preferably with hands-on knowledge of network card issuing requirements and relevant regulatory requirements
  • Excellent written and verbal communication skills, including the ability to represent the firm at industry events


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Nice to haves:

  • Experience with ACH, wire and operations
  • Knowledge of a variety of funding flow models, and ability to recommend
  • MSB & money transmission knowledge
  • International (Canada, UK, Europe, APAC, LatAm) regulatory and cross-border experience