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Legal and compliance manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:


  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    6 months ago

  • Expiry date:


Our client is a global investment group with both private equity and hedge fund investment which hit approximately USD$3 billion AUM last year. They are looking for a Legal and Compliance Senior Manager/ Manager who is familiar with APAC laws and regulations to cover overall regulatory compliance. 


  • Support compliance related issues within APAC region with relevant laws and regulations. 
  • Identify compliance risks by designing, executing and reviewing the compliance program, internal controls and internal work process.
  • Establish and review the current internal and external compliance frameworks and policies.
  • Work closely with business heads to provide compliance support and advice.
  • Liaise with regulators (e.g. SFC, SEC and CIMA etc.). Handling notifications and enquiries from regulators.


  • University graduated in Law, Finance, Business Administration or relevant disciplines.
  • Minimum 5 years compliance experience, preferably from investment groups or banks.
  • Knowledge of relevant regulations in APAC region and other jurisdictions.
  • Ability to handle legal and compliance work independently.
  • Ability to work under pressure and produce timely results.
  • Good team worker with internal and external parties.
  • Proficient in spoken and written Chinese and English.

For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.