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Legal & Compliance Manager

  • Location

    Frankfurt am Main, Germany

  • Sector:

    Financial Services & Corporate Governance

  • Job type:


  • Salary:

    80,000 - 100,000 EUR

  • Contact:

    Samuel Thomas

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    11 months ago

  • Expiry date:


  • Startdate:


My client is a leading Asset Management firm looking to expand its presence in Germany, Frankfurt. 

The basis of the position as a Legal & Compliance Manager is to support the Head of Legal and Compliance – Germany. Provide all aspects of technical compliance advisory and support services to all their German, Austrian and Swiss businesses, including property funds or separate account mandates managed in Germany and Swiss-domiciled securities funds and other products managed elsewhere and distributed in Germany, Austria, and Switzerland.


  • Practical experience in the fields of Financial regulations and Compliance in Germany and Austria (and preferably also Switzerland).
  • Experience with German Investment Act and Banking law.
  • Good understanding of EU and other international regulatory regimes.
  • A German-qualified lawyer or similar
  • Fluent in German and English (additional languages would be desirable).
  • Good understanding of UCITS and AIFs 
  • Knowledge of Fund Distribution rules
  • Knowledge of the Microsoft Office Suite
  • Customer Focus

Please apply with an up to date CV and I will be in touch ASAP.