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Job

Market Regulation Officer

  • Location

    Chicago

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $85-95,000

  • Contact:

    Thomas Byrne

  • Contact email:

    t.byrne@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Job ref:

    Market Reg Officer

  • Published:

    11 days ago

  • Expiry date:

    2021-10-14

  • Startdate:

    ASAP

We're working with a growing exchange in Chicago who are looking for a Market Regulation Officer to join their growing team. 

What you'll be doing:

  • Trade Practice Surveillance & Market Surveillance
  • Real-time Market Monitoring
  • Enforcement and Disciplinary Proceedings
  • Audits, examinations and other regulatory responsibilities with respect to Members and Market Participants 
  • Assist the Chief Regulatory Officer and Enforcement Counsel with respect to prosecution or settlement of formal disciplinary proceedings
  • Conduct investigations into manipulative trading activity for FX and commodity-based transactions, and other relevant trade practice violations. Communicate surveillance analysis and findings to department management and to other members of the department. 

What they're looking for:

  • Bachelors degree level educated 
  • Minimum 2-3 years in market regulation or surveillance for a Regulatory Agency, an Exchange, or equivalent experience at a proprietary trading firm in market regulation/compliance.
  • Understanding of CFTC regulations and understanding of market abuse

For more information get in touch at t.byrne@hamlynwilliams.com

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