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Job

Marketing Compliance Manager

  • Location

    New Jersey

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    $120-140k base

  • Contact:

    Thomas Byrne

  • Contact email:

    t.byrne@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Job ref:

    Marketing Compliance Manger

  • Published:

    about 1 month ago

  • Expiry date:

    2021-07-22

  • Startdate:

    ASAP

We're working with a growing banking institution that is looking for a marketing compliance manager to join their team.

This is a great opportunity to join a growing bank with an exciting proposition as their key partners are in the fintech space. 

What you'll be doing:

  • Develop enhanced processes for compliance for review and approval of marketing and sales materials.
  • Assist business units and fintech partners in the development of advertising and promotional materials and activities, including launch materials and new claims.
  • Build out compliance policies and procedures to strengthen controls related to internal and partner marketing and sales practices.
  • Act as a team leader, including training and developing new and junior staff, monitoring workloads of the team, and providing candid and meaningful feedback in a timely manner.
  • Participate in the development and delivery of marketing and sales practice training, including training of fintech partners.
  • Coordinate with other compliance teams to ensure a consistent approach to handling compliance issues.  
  • Prepare deliverables and provide support for regulatory exams and/or internal audits  

What they're looking for:

  • 7+ years of compliance experience supporting a variety of bank products and services.
  • Strong experience performing marketing reviews and providing oversight of sales practices activities.
  • Expertise in laws and regulations governing bank marketing and sales practices, as well as industry best practices.  
  • Experience developing junior compliance staff.  
  • CRCM and/or JD a plus.

For more information get in touch at t.byrne@hamlynwilliams.com 

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