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Job

Regulatory Compliance Analyst

  • Location

    Los Angeles

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Salary:

    Competitive

  • Contact:

    Matt Lang

  • Contact email:

    m.lang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    15 days ago

  • Expiry date:

    2022-12-09

  • Startdate:

    ASAP

A banking client of ours, based in Los Angeles is looking for a Regulatory Compliance Analyst to join its team. This role will report directly in to the Chief Compliance Officer, with oversight to multiple areas of the bank, mostly Regulatory Compliance. 

Responsibilities:

  • Prepare compliance monitoring and risk management reports that identify the root cause of regulatory violations or bank policies/procedures exceptions
  • Lead meetings with business unit managers to address regulatory compliance/operational risk observations and provide recommendations for corrective action
  • Review interdepartmental compliance activities and their operational processes to determine whether enhancements are necessary to mitigate risks
  • Conduct follow-up reviews of corrective action taken by management to address previously reported regulatory, audit, or compliance review findings
  • Assure the bank is in compliance with policies, procedures, and all applicable state and federal banking laws
  • Review and recommend revisions to bank deposit/lending procedures and internal controls to minimize risk and optimize efficiencies
  • Working in a very hands role, this person must be able to learn new regulations when needed.

Requirements:

  • BA Degree is a definite requirment 
  • 2+ years’ worth of Regulatory Compliance experience
  • CRCM or other regulatory Compliance certificates are a plus
  • Availability to start ASAP

If this opportunity interest you, please get in touch: m.lang@hamlynwilliams.com