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Job

Regulatory Compliance Manager/ Officer

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Job type:

    Permanent

  • Contact:

    Winifred Tsang

  • Contact email:

    w.tsang@hamlynwilliams.com

  • Salary high:

    0

  • Salary low:

    0

  • Published:

    about 1 month ago

  • Expiry date:

    2021-09-11

  • Startdate:

    ASAP

My client is a well-known virtual bank based in Hong Kong. They are currently looking for a regulatory compliance manager/ officer who is familiar with HKMA regulations to handle the regulatory enquiries from relevant stakeholders.

This is a replacement role under the general compliance team. The job can offer you an attractive package with a decent working environment.

 

Responsibilities:

  • Handle regulatory inquiries from external and internal stakeholders
  • Coordinate and support regulatory on-site examinations
  • Identify, communicate and track regulatory changes and provide support on a complete rule mapping exercise and gap analysis in relation to banking and wealth management business
  • Provide advisory support to other business functions including but not limited to Operations, Credit, Finance, Treasury on matters such as DPS, FATCA/CRS, and PDPO etc
  • Assist in developing compliance policies

 

 

Requirements:

  • Minimum 5 years of relevant experience, preferably in retail banking and corporate banking
  • Bachelor degree holder, preferably in accounting, finance, economics and legal degree
  • Team player with the ability to work independently
  • Proficient in spoken and written English and Chinese, spoken Mandarin is strongly preferable 

 

For interested parties, please contact Winifred at +852 2777 6277 or w.tsang@hamlynwilliams.com for further discussions.

LI-WT1