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Fintech regulatory compliance senior manager/ manager

  • Location

    Hong Kong

  • Sector:

    Financial Services and Banking

  • Contact:

    Winifred Tsang

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    6 months ago

  • Expiry date:


My client is one of the largest fintech companies covering banking and online payment services in world, serving over billion users and merchants, with TPV reaching USD$150 billion last year. Their Hong Kong banking branch is currently looking for a regulatory compliance senior officer/ officer who has minimum 5 years relevant experience and familiar with HKMA regulations.



  • Develop policies and programs to facilitate internal and external compliance with regulations
  • Work closely with external stakeholders, including but not limited to HKMA, SFC and related parties, for compliance enquiries and requirements
  • Report policy breaches and regulatory compliance risks to Senior Management
  • Advise business units with regulatory advice in reference to relevant rules, regulations and industry best practices
  • Exercise good judgement in all company policy and procedures matters
  • Monitor regulatory changes for business stakeholders
  • Ad-hoc tasks given by the teams


  • University degree holder, preferably degree in business, finance, economics, and law
  • Minimum 5 years of regulatory compliance or any relevant experiences, , preferably in international banks, money lending, payment services provider, financial institution
  • Familiar with HKMA rules and regulations with strong knowledge in online payment and money lending businesses
  • Experience with money lender, e-commerce, payments, MSB, or financial services is preferred
  • Knowledgeable in fintech and payment systems is a plus
  • A team player and the ability to work both independently and collaboratively with multiple teams located in different jurisdictions and under strict deadlines
  • Good command in both written and spoken Chinese and English
  • Entrepreneurial and open-minded, willing to accept new challenges


For interested parties, please contact Winifred at +852 2777 6277 or for further discussions.