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Regulatory Compliance Senior Manager

  • Location

    New York

  • Sector:

    Financial Services & Corporate Governance

  • Job type:


  • Salary:


  • Contact:

    Allan Wan

  • Contact email:

  • Salary high:


  • Salary low:


  • Published:

    about 1 year ago

  • Expiry date:


  • Startdate:


Job Description:

  • Advice business units on compliance and regulatory issues, including new activities and ad hoc requests
  • Oversee regulatory changes and updates, and ensure compliance related policies are in line with regulatory developments
  • Manage and coordinate licensing applications for senior executives
  • Conduct compliance assessments and reviews on key regulatory issues from a second line of defense
  • Communicate with stakeholders and recommend corrective actions and solutions to complex issues, and monitor for completion



  • University degree or above in Accounting & Finance, Economics, Business Administration, Law or related disciplines
  • Minimum 7 years’ working experience in banking, with relevant exposure to anti-money laundering / compliance / banking regulatory bodies / internal audit / risk management
  • Ability to work independently and make prompt decisions
  • Strong analytical and interpersonal skills
  • Good knowledge in banking laws, operations, products and services
  • Good command of written and spoken English and Chinese (including Putonghua)
  • Candidate with less experience will be considered as Manager